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Back Office Operations Module (Intermediate) Exam

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Back Office Operations Module (Intermediate) Exam


The Intermediate Back Office Operations Module has been developed to offer an extensive understanding of back office operations within the securities markets. This module aims to provide:

  • A comprehensive and wide-ranging understanding of back office operations.
  • Insight into various types of primary issues and the activities driving the primary market.
  • An overview of diverse operational activities, providing insights into post-trade activities in the markets.


Who should take the exam?

The exam is best for:

  • Students
  • Teachers
  • Employees of brokers and sub-brokers
  • Employees of Mutual Funds
  • Finance Professionals
  • Anybody having interest in this subject


Exam Course Outline 

The Exam covers the given topics  - 

  • Topic 1: Know Your Client, Anti-Money Laundering & Combating Financing of Terrorism
  • Topic 2: Understand Primary Market
  • Topic 3: Learn about Secondary Market (Trading in Shares)
  • Topic 4: Overview of Depository Operations
  • Topic 5: Registrar & Transfer Agent
  • Topic 6: Mutual Fund: AMC Operations
  • Topic 7: Mutual Fund Transactions through NSE
  • Topic 8: Qualified Foreign Investors – Equity Shares
  • Topic 9: Qualified Foreign Investors – Mutual Funds

Back Office Operations Module (Intermediate) Exam FAQs

You have to answer 60 questions in which there is negative marking for every wrong answer 25% of the marks will be deducted.

NCFM provide knowledge to professionals working in the financial industry by providing training certification for various industry fields to provide an advantage in getting a job. Whereas NISM is launched by SEBI is opted by those investors who have an interest in gaining knowledge in finance market. With SEBI it provides quality to financial market.

You need to score minimum 60% in Back Office Operation Module exam.

NCFM certification provides advantages and benefits to the individuals who want to pursue a career in finance. This will provide in depth knowledge in financial sectors and help you understand the concepts. This certification comes with different courses in the banking and finance which will provide abilities and skills. You learn about mutual funds and give you knowledge about the risk involved and provide you job security.

Candidate applying for the exam should have a good knowledge in back office operation and should know about the various primary issues in the market.

This certification exam is the best fit for those individuals who have a good understanding back office operation in security market or those who want to pursue their career in financial market. While preparing for the exam you must get a basic overview of the post trade activities in the market. Try to learn and understand the primary activities and issues in the primary market. And create blueprint according to exam patterns mentioning important topics. Also You can go for online course which will provide you study material with practice sets of questions accordingly with the assistance of experts to solve your issues.

Back Office Operation Module exam provides candidate the in depth knowledge and understanding about the back operation used in the security market. This exam was launched by NSE’s certification in financial market NCFM.

This certification exam is good for Professional in finance, students, teachers and individual having interest and want to start a career in the financial market.

For Back Office Operation Module exam you will get 120 minutes to do 60 questions.

Yes our experts frequently blog about the tips and tricks for exam preparation.

Yes we offer nearly 50% discount for the order more than 10 products at a time. You can reach the testprep training Helpdesk for more details. The member of support staff will respond as soon as possible.

Yes, Testprep Training offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.

Yes testprep training offers free practice tests for Back Office Operation Module exam which can be used before the final purchase for complete test.

Once purchased, the practice exams can be access for the lifetime.

Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam then you can request for the full refund. Please note that we only refund the cost of products purchased from Testprep Training and not a Back Office Operation Module exam cost.