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NISM Series-II B: Registrars and Transfer Agents (Mutual Fund) Exam

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NISM Series-II B: Registrars and Transfer Agents (Mutual Fund) Exam

The NISM Series-II B: Registrars to an Issue and Share Transfer Agents (Mutual Fund) Certification Examination is designed to assess the knowledge and competency of individuals working for Registrar and Transfer Agents (RTAs) who handle mutual fund operations.

Who Should Take This Exam?

  • Investor Service Representatives (Mutual Funds): Individuals who handle investor inquiries, process account applications, and address investor grievances related to their mutual fund holdings.
  • Transaction Processing Officers (Mutual Funds): Those responsible for processing investor transactions, including subscriptions, redemptions, switches, and account maintenance tasks.
  • Compliance Officers (RTA - Mutual Funds): Individuals ensuring adherence to SEBI regulations and internal compliance procedures within the RTA for mutual fund operations.

Course Outline

On successful completion of the examination the candidate should:

  • Know the basics of securities and securities markets
  • Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process.
  • Know the regulatory environment in which the RTAs operate in India.

NISM Series-II B: Registrars and Transfer Agents (Mutual Fund) Exam FAQs

There will only be multiple-choice and multi-response questions covered in the exam.

Yes, Testprep Training offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.

The following persons can take NISM-Series-II-B: RTA – Mutual Funds Certification Examination: 1. Associated persons employed or engaged or to be employed or engaged by Registrar to an Issue and Share Transfer Agents who is involved in dealing or interacting with the investors or issuers, dealing, collecting or processing applications from the applicants, dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, handling redressal of investors’ grievances, responsible for internal control and risk management, responsible for any compliance of securities laws and responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993. 2. Interested students/professionals 3. Any other individuals

There are no prerequisites required for NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam.

There will be 100 questions which have to be completed in 120 minutes.

The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.

The fees for NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam is Rupees One Thousand Five Hundred only (Rs. 1500/-).

The candidate has to secure 50% in order to pass the exam.

On successful completion of the examination the candidate should: • Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process. • Know the regulatory environment in which the RTAs operate in India.

Yes testprep training offers free practice tests for the NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) exam which can be used before the final purchase for complete test.

The certificate will be valid for 3 years from the date of the examination.

There will be 100 questions in the exam.

To renew your current certificate, you need to appear for NISM CPE for Registrar to an Issue and Share Transfer Agents – Mutual Funds or successfully pass the NISM RTA – Mutual Funds Certification Examination before the expiry of such certificate.

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Yes we offer nearly 50% discount for the order more than 10 products at a time. You can reach the testprep training Helpdesk for more details. The member of support staff will respond as soon as possible.

Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam for then you can request for the full refund. Please note that we only refund the cost of product purchased from Testprep Training and not the NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) exam cost.

Yes our experts frequently blog about the tips and tricks for exam preparation.

Once purchased, the practice exams can be access for the lifetime.

After the completion of your exam, the points you earned on each question are totaled and then compared with the cut score to determine whether the result is pass or fail.